[Preprint]Generating Synthetic Procurement Data for Small- And Medium-Sized Enterprises Using a Zero-Inflated Conditional Variational Autoencoder
- Small- and medium-sized enterprises (SMEs) often face significant data scarcity in procurement planning, which limits the effective use of advanced analytics for forecasting and decision support. This study addresses the data scarcity by operationalizing a zero-inflated Hurdle model through a conditional variational autoencoder to generate realistic synthetic procurement data. The model explicitly represents both the structural mass of on-time deliveries and the asymmetric distribution of early and late deviations using a mixture of Gaussians. Following the cross-industry standard process for data mining, the conditional variational autoencoder was trained and validated on industrial procurement records. The evaluation results demonstrate strong fidelity: the generated distribution of delivery deviations achieved a Wasserstein distance of 1.92 days relative to the real data, with higher accuracy for early deliveries (1.84 days) than for late deliveries (1.93 days). The zero-inflated component reached a precision of 74.41 % and an F0.5-score of 62.86 % when identifying on-time deliveries. These findings confirm that the conditional variational autoencoder effectively captures both structural zeros and multimodal deviations. By enriching limited datasets while preserving domain-specific behavior, the approach enables SMEs to train forecasting models, perform supplier risk simulations, and deploy procurement-focused decision-support tools even in data-scarce environments.
| Author: | Julian StangORCiD, Jannik Stoever, Daniel Schnitzler, Jan JoppienORCiD, Marc WegmannORCiD, Christina ReuterORCiD |
|---|---|
| DOI: | https://doi.org/10.21203/rs.3.rs-7830132/v1 |
| Publisher: | FIR e. V. an der RWTH Aachen |
| Place of publication: | Aachen |
| Document Type: | Preprint |
| Language: | English |
| Date of Publication (online): | 2026/02/24 |
| Date of first Publication: | 2026/02/24 |
| Publishing Institution: | FIR e. V. an der RWTH Aachen |
| Release Date: | 2026/09/21 |
| Tag: | 01; Conditional variational autoencoder; Machine learning; Procurement planning; SMEs; Small- and medium-sized enterprises; Synthetic data generation; Zero-inflated Hurdle; cVAE; model |
| Page Number: | 41 S. |
| Relation (DC): | 01IF23054 N |
| Note: | KIbaroP: AI-based robust production planning The aim of the 'KIbaroP' research project was to develop and validate an AI-based and robust approach to production planning with special consideration of SME-specific data. Duration: 01.10.2023 – 31.03.2026 Funding no.: 01IF23054 N Funding: Federal Ministry for Economic Affairs and Energy (BMWE) Promoters: DLR Projektträger Funding context: IGF – Förderprogramm ‚Industrielle Gemeinschaftsforschung‘ Funding information: This pre-competitive project was funded by the Federal Ministry for Economic Affairs and Climate Action with IGF funds. Research partner: Institut für Werkzeugmaschinen und Betriebswissenschaften (iwb) der TUM School of Engineering and Design, Garching bei München Project partners: electronic service willms GmbH & Co. KG, Stolberg-Breinig GKD – Gebr. Kufferath AG, Düren INFORM Institut für Operations Research und Management GmbH, Aachen Jochen Günther Training & Consulting, München MunichRe, München ONIQ GmbH, Köln Phiesel GmbH, Bad Münstereifel PSI Automotive & Industry GmbH, Berlin Rausch Druck GmbH, Augsburg REO AG, Solingen Robert Josef Wolf GmbH & Co. KG, Wilnsdorf Schoeller Werk GmbH & Co. KG, Hellenthal |
| Institute / Department: | FIR e. V. an der RWTH Aachen |
| Produktionsmanagement | |
| Dewey Decimal Classification: | 6 Technik, Medizin, angewandte Wissenschaften / 62 Ingenieurwissenschaften |
| Licence (German): | Creative Commons - CC BY - Namensnennung 4.0 International |


